Registration of the issue of securities in Ukraine

The stock market is an important tool for attracting capital and developing an enterprise.

Registration of the issue of securities is a process that allows companies to issue shares, bonds, and other financial instruments on the financial market.

On this page, our law firm will take a detailed look at the securities issue registration process, its importance, and how we can provide you with qualified legal support along the way.

What are securities?

First of all, let’s consider the concept of securities.

Securities are documents that prove ownership or claim to a certain amount of money.

They can be of various types, but the main categories include stocks and bonds.

• Actions. It is the property of the company, and owners of shares have the right to receive a share of the company’s profits, manage the company, and participate in voting at corporate meetings.
• Bonds. These are debt securities that record the company’s obligation to return invested capital and pay interest to bondholders.

What is the issue of securities in Ukraine and why is it required to be registered?

Issuance of securities is the process of creation and issuance of securities by a company for sale on the financial market.

This process is key for companies looking for additional capital to finance development, launch new projects, or refinance existing liabilities.

Registration of the issue of securities is necessary because it gives legal status to these securities and ensures their legal circulation.

The need to register the issue of securities

• Attracting capital. The issue of securities provides the company with the opportunity to attract capital from investors, which helps to finance new projects and business development.
• Diversification of funding. Issuance of various types of securities allows the company to expand sources of financing and reduce risk.
• Raising the profile in the market. Registration of securities increases the company’s reputation on the financial market and can improve its image among investors and partners.

How to properly register the issue of securities

• Preparation of documentation. Prepare all necessary documentation, such as articles of association, draft securities issues, financial statements, and other documents required by regulatory authorities.
• Interaction with regulatory bodies. Submit an application for registration of the issue of securities to the relevant regulatory authorities and comply with their requirements and procedures.
• Attracting investors. Develop a strategy to attract investors and ensure appropriate marketing and communication.
• Post-market monitoring. After the successful issuance of securities, records should be kept in accordance with regulatory requirements and interaction with investors should be ensured.

Procedures for registering the issue of securities

• Application submission. The first step is to submit an application for registration of the issue to the relevant regulatory body. This includes filing the appropriate documentation and forms, which usually contain information about the company, its operations, financial condition, and plans for the securities.
• Analysis of the regulatory body. After submitting the application, the regulatory body conducts a detailed analysis of the submitted documentation. They check whether the company meets all the requirements and whether it provides the necessary information to investors.
• Public information. In many cases, after preliminary analysis, information about the issue becomes publicly available to investors. This may include publishing a prospectus or other information on the regulator’s website.
• Approval of registration. If the regulatory body considers that all requirements are met, they can issue a permit to register the issue of securities.
• Post-market monitoring. After successful registration, the company must ensure compliance with regulatory requirements and submit regular financial statements.

Help from our law firm

Registration of the issue of securities is a complex and responsible process and requires extensive knowledge in the field of finance and jurisprudence.

Our law firm has many years of experience in providing legal support in the fields of finance and corporate law.

We are ready to provide you with qualified assistance at every stage of registration of the issue of securities, from the preparation of documentation to interaction with regulatory authorities and attracting investors.

Let the registration of the issue of securities become for your company a new step towards development and attracting capital.

Contact our specialists for detailed advice and support in this important process. Our goal is your success, and we are always ready to help you achieve your financial goals.

For consultation or calculation of the price of registration of the issue of securities – fill out the form below.