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Taras Miroshnychenko

Head of International Corporate Law and Fintech Practice

A specialist in the practice of migration and corporate law, he also specializes in legal support for business in EU countries.

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Registration of AMC (asset management company) in Ukraine

Registration of an AMC (asset management company) is a key stage for the operation of any financial institution that specializes in asset management.

AMCs play an important role in the economy by helping clients effectively manage their investments and assets.

On this page, we will consider the importance of AMC registration and the process of its implementation.

The importance of AMC in the economy

AMCs are organizations that specialize in managing investments and assets on behalf of their clients

They provide investment, risk-sharing, and portfolio diversification services to achieve maximum returns with minimum risks.

This is important not only for investors but also for the economy as a whole, as AMCs help attract and retain capital, stimulating economic development.

The main functions of an AMC include asset management, market analysis, client work, financial planning, and many other aspects.

These companies can be large corporations or small financial firms, and their services range from individual portfolio management to institutional investment services.

AMC registration process in Ukraine

AMC registration is a complex and carefully regulated process that requires companies to comply with numerous legal norms and requirements.

Here are the main steps in the AMC registration process:

  • Choice of jurisdiction. AMCs must select the jurisdiction in which they plan to register. The choice of jurisdiction can affect the tax burden, regulatory simplification, and access to financial markets.
  • Creating a structure. AMCs must develop a corporate structure, including articles of association, ownership structure, and organizational structure of the company.
  • Registration with the relevant regulator. AMCs must apply for registration to the relevant financial regulator or authority of the relevant jurisdiction.
  • Compliance with legislation. AMCs must comply with all laws and regulations related to asset management activities. This includes record keeping, reporting, and many other aspects.
  • Audit and control. Registered AMCs may be subject to audits and controls by regulators to ensure compliance with regulations and standards.
  • Work with customers. AMCs should develop a strategy for attracting clients and providing them with investment services. This may include portfolio development, risk management, and financial planning.

AMC registration is a long-term process that requires a lot of effort and resources, but it is a necessary condition for legal activity in the field of asset management.

It ensures compliance with legislation and client trust, which are important success factors for any AMC.

How does our company help in AMC registration?

A law firm can provide valuable assistance in the AMC registration process.

It plays a key role in ensuring legal compliance and helps in overcoming all the legal challenges associated with the creation and operation of an asset management company.

Here is exactly how the law firm “Prikhodko and Partners” can be useful:

  • Legal consulting. Our lawyers will provide competent legal consulting, helping to determine the optimal jurisdiction for AMC registration, taking into account your needs and goals.
  • Preparation of documents. We will help develop the necessary documentation for the establishment of an AMC, such as statutory documents, shareholder agreements, internal control policies and procedures, etc.
  • Interaction with regulators. A law firm can liaise with financial regulators on your behalf, ensuring correct filings and documentation and responding to regulatory inquiries.
  • Tax planning. Our lawyers can help you develop an optimal tax strategy for your AMC to reduce the tax burden and maximize profitability.
  • Compliance with legislation. A law firm will help your AMC comply with all relevant laws and regulations, including anti-money laundering regulations and other requirements.
  • Protection of clients’ interests. We may develop policies and procedures to protect the interests of AMC clients and ensure their safety.
  • Audit and control. Lawyers will help prepare your company for an audit and ensure compliance with regulatory requirements.
  • Conflict resolution. In the event of conflicts or litigation, our law firm can provide legal protection and representation.

When registering an AMC, working with an experienced law firm helps you focus on your business, ensuring compliance and reducing risk.

Given the complexity of the asset management regulatory environment, professional legal support can be critical to the successful operation of your company.

For consultation or calculation of the price of AMC (asset management company) registration – fill out the form below.

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Taras Miroshnychenko
Head of International Corporate Law and Fintech Practice

A specialist in the practice of migration and corporate law, he also specializes in legal support for business in EU countries.

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